Public Company Reporting Topics F11-01b
What are the laws administered by the SEC?
- Security Acts of 1933 and 1934
- Public Utility Holding Company Act of 1935
- Trust Indenture Act of 1939
- Investment Company Act of 1940
- Investment Advisors’ Act of 1940
- Securities Investor Protection Act of 1970
- Sarbanes-Oxley Act of 2002
