SEC, PCAOB, GAO, DOL Requirements A03-16b
DOL rules: – Name the statue that governs audits of employee benefit plans.
SEC, PCAOB, GAO, DOL Requirements A03-15b
GAO Rules – Name the three board pre-conditions for non-audit services (NAS).
SEC, PCAOB, GAO, DOL Requirements A03-14b
GAO Rules – Name the seven threats to independence.
SEC, PCAOB, GAO, DOL Requirements A03-13b
GAO Rules – Name the two broad categories of safeguards.
